4. Design

This section presents a BCR design strategy, including discussion of general design considerations, full-scale system scale-up, design components, outfall, hydraulics, materials, and site control. General submittal recommendations for design of BCR systems is also presented. The contaminants of concern may be removed aerobically or anaerobically (see Figure 2-2), but the focus in BCR design is on sulfide production in the anaerobic zone.

As noted in Section 3, inherent dangers exist in any cookbook design approach because the conditions on-site may lie outside the range of conditions that were originally used to develop the standardized design criteria. MIW problems present a wide range of possible conditions, and a specific site could fall outside the guidance provided here. Use professional judgment when considering whether the advice provided in this document is appropriate for a given particular site.

4.1 BCR Design Evolution

BCRs were originally inspired by natural wetlands and therefore were considered a form of constructed wetlandA man-made treatment system using saturated soils or sediment beneath standing water to remove contamination. Constructed wetlands almost always treat waste water of some type and almost always contain wetland plants.. Treatment wetlands are designed largely on areal loadingMass of something per time entering a volume (volumetric loading rate) or flowing into an area (areal loading rate). and residence time, and a similar design approach was initially used for wetland treatment of MIW. Kleinman (1986) suggested 5 m2 of wetland per L/min of mine drainage, a loading rate of 0.29 m3/m2-d. This value was subsequently revised to 15 m2 per L/min (0.096 m3/m2-d) (Girts et al. 1987).

In contrast to a hydraulic loading rateThe volume of water applied to a system per time., Brodie et al. (1988) proposed an area per mass loading of 0.75 m2 per mg Fe/min. Dietz et al. (1994) suggested a similar areal design on acidity, based on 6 g/d/m2. However, the failure of a single areal rate to describe the performance or design of a unit had become apparent. For example, Hedin and Nairn (1990) found no clear relationship between iron areal load and removal for three different wetlands.

4.2 BCR Design Considerations and Criteria

Following Figure 2-1 and the testing protocols in Section 3, the design team performs the following tasks prior to design:

  1. Characterize the MIW influent quality and flow.
  2. Characterize the site.
  3. Identify the treatment goal, including applicable rules and regulations.
  4. Consider and possibly select pretreatment, based on the material presented in Section 2.4.
  5. Estimate the amount of sulfate reduction sufficient to precipitate metals as sulfides.
  6. Perform bench-scale tests (Section 3.4) in the laboratory, on site, or both to determine:
    • loading range, substrate thickness, and residence time
    • substrate mixture
    • substrate degradation rate
    • metal removal efficiency (MRE)
  1. Perform pilot-scale testing at the site for an extended period, which establishes performance at the specified loading rate and with the specified substrate mixture.
  2. Evaluate effluent quality for compliance with applicable discharge standards including water quality parameters such as nitrate/nitrite, ammonia, phosphorus, biological oxygen demand (BOD).

Given the determination of the various design variables and constraints as described above, the following subsections describe in greater detail some additional design considerations, including influent chemistry concerns, site conditions (including discussion of BCR covers), temperature effects, flow variability, and parallel treatment trains.

4.2.1 Influent Chemistry Concerns

Some characteristics and constituents of MIW can adversely affect BCR performance, so MIW pretreatment is usually necessary. For example, iron and aluminum both can produce sludges, which rapidly plug BCR pores. Specific pretreatment technologies are reviewed in Section 2.5 and more detail is available in ITRC MW-1 (ITRC 2010). In addition to the characteristics and constituents listed below, Appendix A. Physical, Chemical, and Biological Reactions in a Biochemical Reactor includes additional metals that are less common in MIW influent but still important.

4.2.2 Design for Site Conditions

Siting a BCR system depends primarily on the location of the source of MIW to treat. Most BCRs are located in remote, hard-to-access areas close to the source of the MIW. These settings are often also in steep terrain, which dictates the area available for the BCR; some BCR systems snake down a hillside like the switchbacks of a mountain road. Private land may abut the location, so consider the value of land purchase in site planning. Be creative when considering placement of a treatment system in steep and challenging terrain, and remember that construction may require added flat space. Maintenance personnel must have access to the site as well.

4.2.3 Temperature Effects

Bench- and pilot-scale systems are more susceptible to ambient air temperatures than full-scale in-ground systems. The temperature in the test systems varies more and extends lower and higher than it does in the full-scale units. The effects of temperature on biological activity are also unpredictable. Although the biological rule of thumb is a doubling of activity for every 10°C, increase in temperature in the range 4 to 40°C, some systems have given higher volumetric rates of sulfate reduction as temperatures lowered (for instance, see Appendix B.4 Ferris-Haggerty Mine Case Study).

4.2.4 Flow variability

As emphasized in Section 2 and during the testing process described in Section 3, the MIW flow characteristics should be observed over several seasons. To account for variability in flow, equalization and storage volume may be required. The design of such storage systems is described in numerous textbooks, but for MIWs, the designer should especially consider corrosivity and possible sludge generation during storage. The BCR must be designed to accommodate the highest hydraulic load, but also must include capacity to safely discharge overflow.

4.2.5 Parallel treatment trains

If a unit requires maintenance, where will the flow go during this work?  For some processes such as an aeration pond, maintenance might be done while flow continues. For example, precipitated iron can be dredged out under normal flow conditions. On the other hand, when a BCR has exhausted the organic or alkalinity source, the BCR volume must be replaced. In most water treatment systems, parallel units are included to allow for such maintenance. It is similarly preferable that BCR systems be built with parallel units and piping to allow any given unit to be taken offline as needed.

4.2.6 Full-scale systems

Upon completion of the field pilot test, full-scale design should take into consideration seasonal fluctuations in flow rate and in the chemical composition that may not have occurred during a pilot scale test if it was conducted for a short time. Fluctuations in loading can be managed using equalization ponds, flow bypass, recirculation or other pretreatments.

4.3 BCR Design Components

While BCRs are the focus of this design guidance, the information presented in this section applies not just to BCRs but also to related systems termed anaerobic wetlands, sulfate-reducing bioreactors, and permeable reactive barriers when these systems are designed to produce sulfide by the reduction of sulfate through biological means. This process is not the sole form of metals removal observed in BCRs. Metals are removed by precipitation as sulfides and adsorption to organic and inorganic ligands (including ion exchange), but in some cases also may be removed by precipitation as oxides or carbonates. In addition to metals removal, acidity may be neutralized both as sulfate reduction consumes protons and produces hydrogen sulfide and more importantly by carbonates, most often limestone, in the substrate that dissolves and provides alkalinity (see Section 1.3).

4.3.1 Flow direction

A BCR is unlikely to benefit from surface flow. Exposing the MIW to air as surface water will increase the oxygen load into the reactor, resulting in the consumption of organic matter to decrease DOdissolved oxygen rather than as a source of electron donation for SRBsulfate-reducing bacteria. Instead, the influent to a BCR is best distributed through a highly porous lens such as a layer of large gravel. The high hydraulic conductivity of gravel as compared to BCR substrate (10 cm/s compared to 0.001 cm/s) will give good distribution of the fluid to the substrate (although see discussion of influent distribution in Section 4.4.2.2), and the stagnant air in the pore space of the gravel layer greatly reduces oxygen transport rates from the air.

4.3.2 Media Design

Section 3 describes the substrate selection process and subsequent testing. The media used in a solid substrate BCR should be designed and evaluated with six objectives in mind (see Table 3-1):

4.3.3 BCR Sizing and Media Depth

The volume of a BCR and the quantity of the media within a BCR is established by considering the chemical reaction kinetics and hydraulics conditions that are expected. Reaction kinetics that may be considered include: a sulfide generation rate, the rate of removal of metals and/or the yield of dissolved organic carbon from cellulose degradation. Typically the slowest chemical reactions control the BCR size. Hydraulic conditions that are expected should consider the nominal and peak flows and the duration and frequency of peak flows. Reaction kinetics and hydraulic conditions are typically compared by calculating the residence time, or empty bed contact time, within the BCR. Professional judgment and experience are then used to establish a safety factor on the minimum design volume and media quantity established from analysis of reaction kinetics and hydraulic conditions.

4.3.4 Sampling Points Within a BCR Substrate

Sampling ports could be incorporated into the design to allow for monitoring conditions along the depth (flow path) of the BCR (see Section 6.3.1). Sampling ports could be provided by embedding plastic pipe of appropriate size in various locations and at various recorded depths within the BCR bed. An example of such a sampler is shown in Figure 4-4. In some cases, socks of media contained in plastic net are placed in samplers to allow for withdrawal of substrate samples as the media ages and assay of organic depletion rates.

Figure 4-4. Sampling pipe/piezometer. Note perforations to provide pore water samples, removable cap, and wooden cone for driving into substrate.

Source: Dr. Mark Fitch, Missouri University of Science and Technology.

Sampling points should not be placed near one another because the pipe may act as a surface to allow for some short circuiting and because placing substrate between co-located pipes may result in voids. Although samplers with conical ends as shown in Figure 4-4 have been driven into BCRs after construction, this practice likely causes the opposite problem: compaction around and beneath the sampler.

4.3.5 Aerobic Polishing Cell

Many BCR installations include an APCaerobic polishing cell as a final element. An APCaerobic polishing cell is a shallow pond that aerates the treated water, allows some degradation of organic matter escaping the BCR, and also retains suspended solids (see Section 2.5). If manganese removal is a treatment goal, a limestone or other carbonate rock bed can be included in the APCaerobic polishing cell (see A.1.4 Manganese); however, the resulting pH may be 8 or greater. Often APCaerobic polishing cells are shallow enough that plant growth will occur and thus these APCs can also be considered aerobic wetlands. Plant uptake may help to remove trace metals. In conjunction with proper sedimentation processes, the APC can produce a final effluent water quality that is acceptable for discharge to receiving streams or other water bodies.

Butler et al. (2011) tested BCR effluent from four different systems for aquatic toxicity using USEPA's whole effluent toxicity (WET)Aggregate toxic effect to aquatic organisms from all pollutants contained in a facilities wastewater (EPA, http://water.epa.gov/scitech/methods/cwa/wet/) tests. The effluent was toxic, but further aeration removed toxicity for some samples. Aeration of the effluent removes dissolved sulfides and increases the DOdissolved oxygen content prior to ultimate discharge. If the BCR discharges over a weir with a few feet of drop, such aeration and concomitant toxicity reduction is likely to result. If WET testing standards must be met, additional bench testing may be necessary.

4.3.6 Outfall

The outfall is usually the point of compliance at which water quality monitoring is required as discussed in Section 6.2. Depending upon the regulatory discussion and expected operating permit, an outlet monitoring structure such as a small, automated sampler and some instrumentation might be required.

4.4 Hydraulics

The application of hydraulics and hydrology is a crucial element of BCR design. Water flows downhill, and the design of the system must anticipate that sometimes downhill in terms of the energy grade line is not literally downhill. Consider these three major aspects of hydraulics in system design:

4.4.1 Sequential Treatment Hydraulics 

Early in the design process, the hydraulic profile of the discharged and treated MIW should be estimated. Presumably the MIW emerges at the surface at some elevation, and the receiving body of water is at a lower elevation. Flow through a BCR and any associated pre- or posttreatment will result in head loss. The head losses for each element of the system should be estimated, including piping and flow control and measurement structures. Estimated head loss from the source to the receiving body of water can be plotted as shown in Figure 4-5.

4.4.2 Unit Hydraulics

The BCR and associated units may be thought of as having four possible governing hydraulic processes:

  1. Head loss due to flow through porous media, usually characterized by Darcy’s lawAn equation which relates flow through a porous material to the driving force and the permeability of that material.. In addition to the BCR unit, examples are ALDsanoxic limestone drain, open limestone drains (OLDs), RAPs, SAPs, and wetlands.
  2. Open basins in which the water hydraulic grade line will be equal to the elevation of the outlet weir or other control structure. Examples are aerobic wetlands, settling basins/clarifiers/sedimentation ponds, individual sub-basins within a cascade system, and aeration ponds.
  3. Head loss due to friction in pipes and channels, usually determined by Darcy-Weisbach, Hazen-Williams, or the Manning equations. Note that OLDsopen limestone drains and ALDsanoxic limestone drain appear to be channels but should not be analyzed as simple open channel flow due to the porous fill.
  4. Energy gain from mechanical input. Generally mechanized input is from pumps, but can also potentially come from pressurized air such as in jet aeration.

4.4.2.1 Influent Capture

4.4.2.2 Influent Distribution and Effluent Collection in BCRs

4.4.2.3 Weirs 

4.4.2.4 Overflow Structures and Loading Control

4.4.2.5 Pipes and Cleanouts

4.4.3 Stormwater

Because passive treatment systems for MIW largely consist of basins open to precipitation l and often are located in fairly steep terrain, the potential effects of precipitation should be included in the design. Rain and snowmelt is clean compared to the MIW influent, and should be excluded from entering the treatment system if possible to reduce the volume of water to be treated. Runoff control structures (i.e., stormwater diversions) should be built around treatment units (and on top of if covers are used) to divert precipitation from entering the system. In extreme some cases, the design can include construction of stormwater culverts to drain the site. Use a "design storm" for the area, such as the precipitation frequency data maintained by NOAANational Oceanic and Atmospheric Administration or the USDAUnited States Department of Agriculture Natural Resources Conservation Service.

Precipitation entering the open basins may affect the residence time in a unit. For example, suppose a BCR is designed to have a hydraulic load of 0.50 m/d. A 2-year 24-hour rain event might add 5 cm of water to the BCR basin. Assuming flow is controlled by the outlet structure, the loading rate during this 24-hour period increased to 0.55 m/d, and the residence time is about 9% less than expected.

However, rain may also affect the flow rate of the influent MIW. If the mine transports shallow groundwater, the rain event may strongly affect the flow rate of the influent. This additional flow is part of the reason that the design team should collect extensive flow data during the testing and data collection phase of the design.  

4.4.4 Bed Clogging

Red mud can quickly foul a porous bed and cause hydraulic failure of a BCR. Although the term "red mud" is generally used in terms of alumina production for a strongly alkaline waste, some of the same components, iron oxyhydroxides and aluminum hydroxides, will form from many MIW sources. These solids form dense particles, which easily settle onto and are intercepted in porous beds, eventually plugging that bed.

Most BCRs are not currently designed for backwashing to remove plugging. The best method to control such clogging of the bed is to either prevent oxide formation or to pretreat the water to remove the oxides. In the former case, the MIW is protected from contact with the atmosphere and minimal alkalinity is introduced. In the latter case, alkalinity may be introduced and aeration is allowed to occur (see Section 2.5 for further information).

4.4.5 Short Circuiting

Early prototype BCRs typically failed after two to five years of operation due to loss of uniform permeability, which led to short circuits, preferential pathways for flow, or plugging of the reactor substrate. Short-circuiting was not the sole reason for some BCR failures, however. Although short-circuiting is likely to occur, certain elements of design can help to minimize this phenomenon. These elements include the shape relative to the flow direction and the homogeneity of the media. Prevention of short circuit or flow through the reactor is favored in systems that are significantly longer (flow pathway) than they are wide. This size aspect is easier to achieve in a vertical flow rather than in a horizontal system. The media should be well-mixed, since variation in material sizes across a media bed will result in variation in hydraulic conductivity, which in turn means decreased residence time through those areas with higher hydraulic conductivity.

4.5 Site Control Design

The BCR design should incorporate elements that minimize the potential impact of visitors. Such impact minimization has two components: hiding the structure and restricting access. If the BCR does not look interesting, it will attract r fewer visitors. For example the system shown in Figure 1-1 appears to be odd farm ponds, with little evidence of technology. People are less likely to visit such a system than one with more evidence of technology or structures. One effective method to minimize the appearance of a BCR is to design a subsurface feed into a gravel or organic (for instance, wood chip) layer so that the surface layer is all that is visible.

4.6 Submittals

Submittals play a critical role in construction projects and are typically required for commercial or publically funded projects. The submittal process provides protection for owners in assuring that the plans and specifications are clearly understood by Contractors building the project and determine how the Contractor intends to execute project requirements. The purpose of the submittal process is to ensure quality, functionality and compliance with the plans and specifications prepared by the designer/engineer.  In general, the purpose of submittals is to: 

As part of the process, a Contractor is required to submit a contract submittal list at the beginning of the project. This should include all the submittals that are identified in the specifications.

The primary responsibility for scheduling, management adequacy, accuracy and control of submittals lies with the Contractor doing the work. It is important to note that approved submittals become contract documents. Therefore, the Contractor must understand that the handling of submittals is as important as the actual construction and installation activities.  The construction Contractor is responsible for obtaining materials and equipment as specified in the contract. 

There are three basic categories of submittals:

  1. Preconstruction submittals
  2. Construction submittals
  3. Closeout submittals

4.6.1 Preconstruction Submittals

Preconstruction submittals are processed prior to start of construction and could include such items as:

Each owner may have different requirements for the different preconstruction submittals. For example, payment and performance bonds may not be necessary for small projects and could be waived. Traffic control plans may not be required for remote locations with little traffic, but would be required at sites with significant equipment and vehicle/truck traffic such as at active mining sites. 

4.6.2 Construction Submittals

Construction submittals are processed during construction and could include such items as:

The type and amount of construction submittals will vary based on the project and documentation requirements. The Contractor is typically required by the contract documents to submit shop drawings, product data, and samples for certain parts of the work. Per the American Institute of Architects, “shop drawings are drawings, diagrams, schedules and other data specially prepared for the Work by the Contractor or a Subcontractor, Sub-subcontractor, manufacturer, supplier or distributor to illustrate some portion of the Work.” The owner’s representative is typically required to review and approve or take other appropriate action upon the receipt of the Contractor’s submittals such as shop drawings. 

The principal reason engineers review shop drawings is to evaluate whether the contractor understands the engineering design concepts and to correct any misinterpretations before they are constructed. If the shop drawings indicate that the work depicted will not comply with the intent of the contract drawings and specifications, the engineer has an opportunity to notify the Contractor before the costs of fabrication, purchase, or installation have been incurred.  The costly and wasteful alternative to this procedure would be simply to wait until the work has been constructed, inspect it and then either approve or reject it. It is much more economical to review and correct the shop drawings than to remove and replace erroneous construction. 

4.6.3 Closeout Submittals

Closeout submittals are processed as part of project closeout and could include such items as:

As with the construction submittals, the type and amount of closeout submittals will vary based on the project and documentation requirements of the Owner. Typically as-built drawings are required to provide documentation of what was actually constructed and provides the owner with a permanent record of each project feature. 

Operation and maintenance data manuals is a critical closeout submittal and includes such items as operating instructions, safety precautions, preventative maintenance, troubleshooting guides, spare parts and supply lists, and warranty information. 

 

Publication Date: November 2013

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